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Securities Law 101 $149.00



Copyright: November 2011
Product ID#: 58310DADM
Online Access: 6 months from date of purchase

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Includes Downloadable Course Book
 
From Event: Securities Law 101, held November 2011.

Program Description

Stay on top of your game in the business/corporate arena with this fundamental overview of the essential securities laws you need to know to effectively advise clients. Our experienced faculty will guide you through the laws – explaining their transactional nature, registration exemptions and safe harbors. Don't miss this must-have primer. Order today!


Course Content
  1. Overview of Securities Laws
  2. Understanding the Transactional Nature of the Securities Laws
  3. Registration vs. Exemption
  4. Safe Harbors
  5. Broker Dealers/Investment Advisors

Continuing Education Credits:   

Continuing Legal Education

Credit Hrs    State    Credit Approval Expiration

CLE 1.50AK11/07/2013
CLE 1.50AZ11/07/2013
CLE 1.50CA11/07/2013
CLE 2.00CO11/07/2013
CLE 1.50CT11/07/2013
CLE 1.50DE11/07/2012
CLE 2.00FL05/07/2013
CLE 1.50GA11/07/2013
CLE 1.50HI11/07/2013
CLE 1.50ID11/07/2013
CLE 1.50IL11/06/2013
CLE 1.50KY06/30/2012
CLE 1.50ME11/07/2013
CLE 1.80MO11/07/2013
CLE 1.50MP11/07/2013
CLE 1.50MT11/07/2013
CLE 1.50NC12/31/2012
CLE 1.50ND11/07/2013
CLE 1.50NE11/07/2012
CLE 1.50NH11/07/2013
CLE 1.80NJ11/07/2013
CLE 1.50NM11/07/2013
CLE 1.50NV11/07/2013
CLE 1.50NY*11/07/2013
CLE 2.00OK11/07/2013
CLE 1.50OR09/12/2012
CLE 1.50PA11/07/2012
CLE 1.50RI11/07/2013
CLE 1.50TN11/06/2012
CLE 1.50TX10/31/2012
CLE 1.80VI11/07/2013
CLE 1.50VT11/07/2013
CLE 1.50WA11/07/2013
CLE 1.50WI12/31/2012
CLE 1.80WV11/07/2013
CLE 1.50WY11/07/2014
National Association of Legal Assistants, Inc. - NALA: 1.50  National -  Credit Approval Expiration 11/07/2013

* denotes specialty credits

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Call: 800.930.6182
Fax: 715.835.1405
Mail: NBI
P.O. Box 3067
Eau Claire, WI 54702

Related Topics
Accounting
Banking & Finance
Business & Corporate
Government
Insurance
Legal
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