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On-Demand Audio
Nuts and Bolts of Securities Law $149.00



Copyright: December 2010
Product ID#: 55249SADM
Online Access: 6 months from date of purchase

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Includes Downloadable Course Book
 
From Event: Nuts and Bolts of Securities Law, held December 2010.

Program Description
Stay on top of your game in the business/corporate arena with this fundamental overview of the essential securities laws you need to know to effectively advise clients. Our experienced faculty will guide you through the laws – explaining their transactional nature, registration exemptions and safe harbors. Don't miss this must-have primer – order today!

Course Content
  1. Overview of Securities Laws
  2. Understanding the Transactional Nature of the Securities Laws
  3. Registration vs. Exemption
  4. Safe Harbors
    1. Regulation D
    2. Rule 144
  5. Broker Dealers/Investment Advisors

Continuing Education Credits:   

Continuing Legal Education

Credit Hrs    State    Credit Approval Expiration

CLE 1.50AK12/15/2012
CLE 1.50AZ12/15/2012
CLE 1.50CA12/15/2012
CLE 2.00CO12/15/2012
CLE 1.50CT12/15/2012
CLE 1.50HI12/15/2012
CLE 1.50ID12/15/2012
CLE 1.50IL12/14/2012
CLE 1.50ME12/15/2012
CLE 1.80MO12/15/2012
CLE 1.50MP12/15/2012
CLE 1.50MS12/15/2012
CLE 1.50MT12/15/2012
CLE 1.50ND12/15/2012
CLE 1.50NH12/15/2012
CLE 1.80NJ12/15/2012
CLE 1.50NM12/15/2012
CLE 1.50NV12/15/2012
CLE 1.50NY*12/15/2012
CLE 2.00OK12/15/2012
CLE 1.50RI12/15/2012
CLE 1.80VI12/15/2012
CLE 1.50VT12/15/2012
CLE 1.50WA12/15/2012
CLE 1.80WV12/15/2012
CLE 1.50WY12/15/2013

* denotes specialty credits

Additional Format Options


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Call: 800.930.6182
Fax: 715.835.1405
Mail: NBI
P.O. Box 3067
Eau Claire, WI 54702

Related Topics
Accounting
Banking & Finance
Business & Corporate
Intellectual Property
Legal
Tax
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